JOB RESPONSIBILITY Formulate and optimize compliance rules and procedures of various business units of the company, and oversee the implementation process Dealing with any inquiries from and leading on behalf of the business during inspections or audits undertaken by the SFC and other regulatory authorities. Establish compliance control and coordinate with business operation units to ensure adequate compliance oversight Provide AML guidance and undertake compliance test and other review on AML regulations and requirements Prepare regulatory and internal/external compliance reports and performs required follow up work Provide advisory and support to business operation units on compliance matters