Our client, a leading advisory firm with a focus on private market funds within the EU are looking to hire a Compliance and Operations Manager to join their growing London team. The firm who are a leader within their space, raise funds on a global scale, on behalf of EU-based firms. Due to the nature of the organisation, there will be a high level of autonomy within this role, with great exposure to the broader business, both the operational and front office side. What the job involves
As the Compliance and Operations Manager, you will be tasked with taking the lead on the majority of compliance related tasks across the business, supporting on legal requests along with providing operational support and oversight on an ad-hoc basis
Coordinate due diligence on new funds, new investors into the funds and the fund raising process
Carry out financial crime oversight
Carry out FCA functions and contact
Complete AML/ KYC for new funds raised
Provide accurate compliance advice to front office teams
Draft and review NDAs, term sheets and contracts
Responsibility for the operational aspects of the employee lifecycle within the wider business
Take responsibility for workplace related operational matters
Build strong relationships with a variety of external stakeholders
Who we are looking for
Compliance experience within the private markets or alternative investment space
Familiarity with FCA requirements and relevant regulators
Additional legal experience would be advantageous
Broader operational experience is also preferred, acting across multiple business areas
Exposure to operations teams within the private market funds space would be advantageous
Highly numerate and excellent attention to detail
A willingness to attend the office for five days a week